| 0 – Excluded |
0 – Not an enrolment event |
An individual who has not and does not need to be assessed and who is either already a member of a scheme or who is not a member of any scheme. |
| 0 – Excluded |
1 – Automatic enrolment / re-enrolment |
Not applicable – Event Code should be disregarded. |
| 0 – Excluded |
2 – Opt-In |
Not applicable – Event Code should be disregarded. |
| 0 – Excluded |
3 – Voluntary Joiner/Joiner |
A voluntary joiner who has not and does not need to be assessed (for example, an excluded worker, a company director or a pre-staging company employee). |
| 0 – Excluded |
4 – Contractual Enrolment |
Either a worker pre-staging or an excluded worker (for example. an overseas resident) who is contractually enrolled. |
| 1 – Eligible Jobholder |
0 – Not an enrolment event |
An eligible jobholder being contractually enrolled and either: has previously Opted-out or ceased membership, but only needs to be assessed on re-enrolment, or is under a period of postponement. |
| 1 – Eligible Jobholder |
1 – Automatic enrolment / re-enrolment |
An eligible jobholder being automatically enrolled or re-enrolled. |
| 1 – Eligible Jobholder |
2 – Opt-In |
An eligible jobholder who has elected to Opt-in to an Automatic Enrolment scheme and either: has previously Opted-out or ceased membership, but only needs to be assessed on re-enrolment, or is under a period of postponement. |
| 1 – Eligible Jobholder |
3 – Voluntary Joiner/Joiner |
An eligible jobholder who has agreed to join a different level scheme instead of the default automatic enrolment scheme. |
| 1 – Eligible Jobholder |
4 – Contractual Enrolment |
An eligible jobholder being contractually enrolled and either: has previously Opted-out or ceased membership, but only needs to be assessed on re-enrolment, or is under a period of postponement. |
| 2 – Non-eligible Jobholder |
0 – Not an enrolment event |
A Non-eligible jobholder, whether in postponement or not, until a future assessment deems them an Eligible Jobholder, an Entitled Worker or an excluded worker. They may or may not already be a member of a pension scheme. |
| 2 – Non-eligible Jobholder |
1 – Automatic enrolment / re-enrolment |
A Non-eligible jobholder being immediately re-enrolled (for example they are/were a member of a pension scheme which has become non-qualifying and so they are being enrolled into a new AE scheme). |
| 2 – Non-eligible Jobholder |
2 – Opt-In |
A Non-eligible jobholder who has elected to Opt-in to anAutomatic Enrolment scheme, whether in postponement or not. |
| 2 – Non-eligible Jobholder |
3 – Voluntary Joiner/Joiner |
A Non-eligible jobholder who has elected to join a different level scheme instead of the default automatic enrolment scheme. |
| 2 – Non-eligible Jobholder |
4 – Contractual Enrolment |
A Non-eligible jobholder being contractually enrolled. |
| 3 – Entitled Worker |
0 – Not an enrolment event |
An Entitled Worker, until an assessment deems them an Eligible Jobholder, Non-eligible Jobholder or an excluded worker. They may or may not already be a member of a pension scheme. |
| 3 – Entitled Worker |
1 – Automatic enrolment / re-enrolment |
Not applicable – EventCode should be disregarded. |
| 3 – Entitled Worker |
2 – Opt-In |
Not applicable – EventCode should be disregarded. A worker who requests to join or Opt-in, who is then assessed as an Entitled Worker is deemed to have made a request to Join a pension scheme (which does not have to be a qualifying or AE scheme, although the employer is free to allow this if they wish) – and so EventCode 3 should be used for this. |
| 3 – Entitled Worker |
3 – Voluntary Joiner/Joiner |
An Entitled Worker who requests to join a pension scheme (see meaning of Opt-in for an Entitled Worker above). |
| 3 – Entitled Worker |
4 – Contractual Enrolment |
An Entitled Worker being contractually enrolled. |
| Blank |
0 – Not an enrolment event |
An individual who is either already a member of a scheme or who is not a member of any scheme – where no worker category has been provided or is unknown. |
| Blank |
1 – Automatic enrolment / re-enrolment |
An eligible jobholder being automatically enrolled/re-enrolled or a Non-eligible jobholder being immediately re- enrolled. |
| Blank |
2 – Opt-In |
A jobholder (eligible or non-eligible) who has elected to Opt-in to an Automatic Enrolment scheme, whether in postponement or not. |
| Blank |
3 – Voluntary Joiner/Joiner |
A voluntary joiner of an unknown worker category. |
| Blank |
4 – Contractual Enrolment |
An individual of unknown worker category being contractually enrolled. |